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Question 1 reset
Derivative contracts expire on the last ____ of the expiry month.
Question 2 reset
Interest rate futures trading is based on Notional ____ coupon bearing GOI security.
Question 3 reset

"Call Option gives the buyer the right but not the obligation to buy the underlying asset."

Question 4 reset

"Private Placement" is an issue made to select group of people.

Question 5 reset
American Depository Receipts (ADRs) are issued by
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Custodians are registered with SEBI as professional clearing members
Question 7 reset
Self ‐ clearing members can clear trades done by them only.
Question 8 reset
Trading cum clearing members can trade and clear trades done by him, but cannot trade and clear trades done by others.
Question 9 reset
Securities Contracts (Regulation) Act, 1956 has regulatory jurisdiction over
Question 10 reset
Direct Market Access facility is introduced for
Question 11 reset
On receipt of the order at the Exchange system, an order confirmation is sent to the broker.
Question 12 reset
Depending upon the order terms and conditions and the actual prevailing market prices, the order may get executed immediately, partially or fully.
Question 13 reset
The order can be entered for buy or sell irrespective of whether the client has sufficient balance of funds or securities in his account.
Question 14 reset
Failure to maintain and furnish documents as prescribed under various rules and regulation may attract penalty upto Rs. 1 crore.
Question 15 reset
Risk containment measures includes which of the following:
Question 16 reset
The sauda book of the register of transactions needs to be maintained by the broker for a period of 2 years.
Question 17 reset
SPAN method of calculating margin requirement is for trades done
Question 18 reset
Clearing members do not need to take membership with the Clearing Agencies
Question 19 reset
What kind of accounts is used to receive shares from selling clients and to send shares to buying clients?
Question 20 reset
Arbitration for claims up to Rs. ___ lakh is decided by a sole arbitrator.

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