State which of these statements is true?

All Index futures contracts are cash settled. State whether True or False?

The entities in IFSC are recognized as non-resident entity under the FEMA regulations of Reserve Bank of India. State whether True or False?

“Entering into a transaction in securities without the intention to perform it or without the intention to change the ownership of such securities” is an example of ____________.

Professional Clearing Members does not have any trading rights? State Whether True or False?

Providing financial guarantee for all transactions executed on the Exchange, is known as _________.

The records under PMLA shall be maintained for a period of ____ years from the date of transaction between a client and the reporting entity.

Direct Market Access facility is mainly introduced for __________________.

Which of the statement is false?

A contract note is __________________________.

Maintenance of different types of Books by stock brokers is prescribed under _______.

Risk containment measures includes which of the following:

SPAN method of calculating margin requirement is for trades done ___________.

State which of the following is true.

SEBI prescribes brokers/members to send a Global statement to its clients on which periodicity?

The process of original trade being cancelled and the clearing agency taking over as counterparty to all trades is called ____________________

What kind of accounts is used to receive shares from selling clients and to send shares to buying clients?

Which procedure is adopted to determine the net settlement obligations (delivery/receipt positions) of the clearing members?

The stock brokers are allowed to net the client account within the firm. State whether True or False?

In case of sale of securities, what instruction should be given to the DP, upon receipt of intimation of execution of trade from broker with whom he maintains the demat account.

Corporate action adjustments are done on all _____________ positions.

What is the action taken when there is a failure on part of the broker to deliver the securities?

In case of declaration of "extra-ordinary" dividend by any company, the total dividend amount would be ____________from all the strike prices of the option contracts on that stock.

Who is the backbone of the securities market?

Arbitration aims at ________ legal resolution for the disputes.

A client, who is a party to the arbitration for a claim/counter claim up to _________, and files arbitration reference is exempted from filing the deposit.

Arbitration for claims up to _______ is decided by a sole arbitrator.

________ is a process by which a company offers shares for sale to public for the first time.

ASBA is the acronym for________________.

Only corporate brokers with net worth of at least _______ are eligible for providing margin trading facility.