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Question 1 reset
Which of the following is not a part of the financial planning process?
Question 2 reset
Mr. Khanna requires Rs.10 lakhs in six months’ time to pay his son’s admission fees. An appropriate investment to set aside money for his goal would be
Question 3 reset
An ordinary annuity is received at the ________.
Question 4 reset
Income from investments would be found in the _______
Question 5 reset
Mutual funds are found in the Balance Sheet as _______
Question 6 reset
The following is not a liquid asset
Question 7 reset
In the avalanche mode of repayment of loan the amount paid first is the
Question 8 reset
In a P2P lending process the lender is
Question 9 reset
A car loan is usually under ______.
Question 10 reset
Which of the following is an unsecured loan
Question 11 reset
_______ defines the term "Securities".
Question 12 reset
Which of the following is an advantage that institutional investors bring to the financial markets?
Question 13 reset
_______ is the market where issuers raise capital by issuing securities to investors for the first time.
Question 14 reset
The investment of funds by insurance companies is regulated by the norms laid down by _____________.
Question 15 reset
An investor bids Rs.45 in a book built public issue where the cut-off is discovered as Rs.50.
Question 16 reset
The share capital of a company will NOT increase when there is a
Question 17 reset
All primary market issues must be public issues. State whether True or False.
Question 18 reset
In which type of primary market issues are securities of an unlisted company issued to a select set of investors?
Question 19 reset
Equity shareholders get the ______ claim on the assets of the company.
Question 20 reset
________ is a route of taking exposure to real estate with a limited investment.
Question 21 reset
One of the features of art is that there are no _________.
Question 22 reset
Sector specific risk can be reduced through the process of ________.
Question 23 reset
You want to sell 10,000 shares of a company but you find that the volume on a particular day is just 800 shares. This gives rise to ___________
Question 24 reset
The P/E ratio takes into consideration the existing or expected _______
Question 25 reset
A spike in inflation resulting in a rise in interest rate in the market will lead to ________
Question 26 reset
A fixed deposit maturing in a year’s time with the money to be invested will face _______
Question 27 reset
A derivative is a contract whose value is derived from the value of __________
Question 28 reset
The following is not a purpose for which derivatives are used
Question 29 reset
The interest rate risk in a debt fund will depend on
Question 30 reset
In a fund of fund the portfolio consists of
Question 31 reset
Investors withdrawing a fixed sum of money each month are using the _______.
Question 32 reset
Under the advisory model of PMS the execution has to be done by the _______
Question 33 reset
The PMS provider has to appoint a __________ compulsorily
Question 34 reset
The hurdle rate is the rate which has to be crossed in order to charge ________
Question 35 reset
Exchange Traded Funds (ETFs) are ________ investments
Question 36 reset
An AIF consists of __________ funds
Question 37 reset
A hedge fund classifies as a _____
Question 38 reset
A private equity fund invests in ______
Question 39 reset
If a portfolio is comprised of two stocks, and if the correlation coefficient between two stocks were to decrease over time everything else remaining constant the portfolio's risk would
Question 40 reset
Given a portfolio of stocks, the envelope curve containing the set of best possible combinations is known as the
Question 41 reset
A portfolio is considered to be efficient if:
Question 42 reset
A positive relationship between expected return and expected risk is consistent with investors being
Question 43 reset
The following reason is not an objective of the Investment Policy Statement (IPS)
Question 44 reset
Sustainable investing will consider
Question 45 reset
Rebalancing the portfolio has to be done
Question 46 reset
Strategic asset allocation does not involve the following
Question 47 reset
The measure of performance which divides the portfolio's risk premium by the portfolio's beta is the
Question 48 reset
Sharpe's performance measure divides the portfolio's risk premium by the
Question 49 reset
The process of transmission of shares involves
Question 50 reset
A non individual Investment Adviser should have a net worth of Rs _____
Question 51 reset
An individual Investment adviser cannot offer a client both advisory and _______ services
Question 52 reset
An Investment Adviser has to preserve records for a minimum period of _____
Question 53 reset
The Investment adviser has to put whose interest at the forefront while giving advice
Question 54 reset
When it comes to ethics, this involves just following the legal requirements of business
Question 55 reset
An investment adviser is getting commission from selling a particular product. When dealing with a client he must
Question 56 reset
In an ethical dilemma there are options before the investment advisor and
Question 57 reset
Integrated Grievance Management System is for solving complaints related to _____
Question 58 reset
The first level of complaint against a bank has to be filed with the ________

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